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Semi-annual Ethics CE Meeting: New Standards for a Fiduciary World
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 Export to Your Calendar 5/15/2019
When: Wednesday, May 15, 2019
5:00 - 7:45 P.M.
Where: Map this event »
Betterment for Advisors - New York Offices
61 West 23rd Street
New York, New York  10010
United States
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Online registration is available until: 5/15/2019
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Join us for FPA of Metro New York's Semi-annual Ethics CE Meeting, hosted by Betterment for Advisors and featuring accomplished ethics speaker Dan Candura, CFP® with a new course that continues the engaging presentations audiences have come to expect from Candura Group. 

 

Enjoy good company and good fare, network with your fellow members and financial planners, and secure your Ethics CE credits!


Date: Wednesday, May 15, 2019

Time: 5:00 PM - 7:45 PM

Location:
Betterment for Advisors - New York Offices
61 West 23rd Street, 3rd Floor
New York, NY, 10010

 

Schedule:

5:00 -- Networking and Refreshments
5:40 -- Opening Comments
5:45 -- 7:45 Presentation, Q&A

Presentation: New Standards for a Fiduciary World: Understanding CFP Board's Revisions (View Course Flyer)

 

New Standards for a Fiduciary World continues the engaging presentations that audiences expect from Candura Group. We use polls, videos and case studies to keep everyone involved and learning. Attendees participate in an informative and engaging session that teaches the learning objectives required by CFP Board for ethics training.


1. Identify the structure and content of the revised Code and Standards, including significant changes and how the changes affect CFP® professionals.

2. Act in accordance with CFP Board's fiduciary duty.
3. Apply the Practice Standards when providing Financial Planning.
4. Recognize situations when specific information must be provided to a client.
5. Recognize and avoid, or fully disclose and manage Material Conflicts of Interest.


This course delivers a comprehensive, in-depth review of the updates to CFP Board’s Standards of Professional Conduct effective October 1, 2019 and has been accepted by CFP Board for 2 CE credits in Ethics. Program ID # 249151

Designed and presented by Dan Candura, CFP®.

 

 

Speaker: 

 

  Dan Candura, CFP® is the founder of Candura Group, LLC and provides ethics training across the United States, Canada, Europe and Australia through in-person courses and webinars. As President of PennyTree Advisers. LLC, Dan provides personal financial planning for consumers and litigation support for attorneys. Dan taught financial planning, insurance planning and retirement planning in the Sawyer School of Business at Suffolk University in Boston and is also a FINRA arbitrator. Dan is a CFP® Ambassador for the Boston area.

Dan appeared as a featured expert on the PBS documentary Retirement Revolution. He has been profiled in The Journal of Financial Planning, and quoted in numerous publications. He writes a monthly column for Investment News concerning ethical issues for advisors. Dan served on the Board of Directors of The Certified Financial Planner Board of Standards, Inc. and is a past Chair of the Board of Professional Review. He is a member of the Financial Planning Association and a NAPFA registered financial planner.



Credits:

2 CFP® CEs for Ethics. This program has been accepted by CFP Board for 2 CE credits in Ethics.  Our meeting CE sponsor is Candura Group, LLC.

Registration Fees:
FPA Member* - Free
Non-member - $100
NYU Student - Free (Please contact us at info@fpametrony.org to register.)

 

*If you are an FPA member of another chapter, please contact us at info@fpametrony.org for a promo code in order to receive the member price.

 


Thank you to our meeting host:

 



 


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Financial Planning Association of Metro New York

535 Fifth Avenue, 4th Floor
New York, NY  10017
Email: info@fpametrony.org

Phone: 800-322-4237 ext. 7187

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